Enforcement and litigation under the Federal securities laws, 1973

Enforcement and litigation under the Federal securities laws, 1973

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Arthur F. Mathews, Burton H. Finkelstein, Herbert E. Milstein, Practising Law Institute ... Investor asks Registered Representative of Broker-Dealer to arrange credit for Investor to purchase listed stock of ABC. ... Upon receiving inquiry from S.E.C., Broker-Dealer consults with legal counsel, and thereafter contacts Investor, andanbsp;...


Title:Enforcement and litigation under the Federal securities laws, 1973
Author: Arthur F. Mathews, Burton H. Finkelstein, Herbert E. Milstein, Practising Law Institute
Publisher: - 1972
ISBN-13:

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